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Overseas Investment


Capital Nomura Securities Plc is one of the leading brokerage firms who provides service for local investors to be able to access global markets. The current service covered investing in stocks and ETFs through the high efficiency system, “iGlobal”, in 25 stock exchanges around the world e.g. U.S., Japan, Hong Kong, China and more. With our service, investors will get the opportunity to diversify their investment portfolio and get a chance to enhance their return on investment”, to comply with the Notification of Committee on Advertisement regarding the Advertisement of Products and Services using a Fact that is Difficult for Verification, which is prescribed under Consumer Protection Act B.E. 2522 (1979).


Why NOMURA iGlobal?


  • Capital Nomura Securities Plc is one of NOMURA Group’s member, the leading brokers on global financial service.
  • CNS is the Thai brokerage firm who provides the financial services with the various of financial products. We increase opportunities for clients’ portfolio management.
  • CNS now have 25 stock exchanges in 19 countries and more in the near future.
  • CNS open opportunities for retail clients to trade overseas securities. The client can open account with minimum credit line at least 200,000 THB while we have no minimum amount when they trade overseas securities. (the minimum amount (board lot) depends on each overseas market)

Markets


Country Stock Exchange CCY Settled CCY Settled date Trading hours
(based on Thai time)
Execution
Asia Pacific
Japan Tokyo Stock Exchange JPY JPY T+3 7.00-13.00 Broker Assist
Hong Kong /
China (H-share)
Hong Kong Exchanges and Clearing Ltd. HKD HKD T+2 8.30-15.00 Online trading / Broker Assist
Singapore Singapore Exchange Ltd. SGD SGD T+3 8.00-16.00 Online trading / Broker Assist
South Korea Korea Stock Exchange KRW SGD T+2 7.00-13.00 Broker Assist
Australia Australian Stock Exchange AUD AUD T+3 7.00-13.00 Broker Assist
Taiwan Taiwan Stock Exchange TWD SGD T+2 8.00-12.30 Broker Assist
China (B-Share) Shanghai Stock Exchange USD USD T+2 8.30-14.00 Broker Assist
Shenzhen Stock Exchange HKD HKD T+3 Broker Assist
Malaysia Bursa Malaysia MYR SGD T+3 8.00-16.00 Broker Assist
Philippines Philippine Stock Exchange PHP SGD T+3 8.30-11.00 Broker Assist
Indonesia Indonesia Stock Exchange IDR SGD T+3 9.30-16.00 Online Trading / Broker Assist
China A Shares Shanghai Stock Exchange / Shenzhen Stock Exchange RMB SGD / RMB T+1 8.30-14.00 Broker Assist
Laos Laos Stock Exchange LAK LAK T+3 8.30 – 11.00 Broker Assist
Europe
United Kingdom London Stock Exchange GBP GBP T+2 14.00-22.30 Broker Assist
France Euronext Paris EUR EUR T+2 14.00-22.30 Broker Assist
Belgium Euronext Brussels EUR EUR T+2 14.00-22.30 Broker Assist
Netherland Euronext Amsterdam EUR EUR T+2 14.00-22.30 Broker Assist
Portugal Euronext Lisbon EUR EUR T+2 14.00-22.30 Broker Assist
Germany Frankfurt / Xetra Stock Exchange EUR EUR T+2 14.00-22.30 Broker Assist
North America
United State American Stock Exchange USD USD T+2 21.30 – 4.00 Online trading / Broker Assist
NASDAQ USD USD T+2
New York Stock Exchange USD USD T+2
Canada Toronto Stock Exchange CAD CAD T+2 21.30-4.00 Broker Assist

Broker Assist means client submits trading order through OISD Financial Advisors.
Online Trading means clients can submit order by themselves via NOMURA iGlobal

Remark :
1. Trading hours is not included day light saving period
2. China A Shares is trading through Hong Kong – Shanghai Connect

Commission and expenses
Please select market :



U.S.USA flag
Amalgamation Traded Value by
market currency
Commission Total charged (BUY) Total charged (SELL)
NO Minimum USD20 1. Commission
2. Vat (7% on Commission)
3. French financial transaction tax (0.3% on Gross Amount)
- only French securities ADRs, GDRS
4. Italian financial transaction tax (0.12% on Gross Amount)
- only Italian securities ADRs, GDRS
1. Commission
2. Vat (7% on Commission)
3. Exchange levy fee / Access fee (0.0013% on Gross Amount)
4.Trading Fee (0.000119 per share MAX.
USD 5.95 on Gross Amount).
0 - 5,000 0.80%
above 5,000 - 10,000 0.70%
above 10,000 - 20,000 0.55%
above 20,000 0.40%

Hong KongHong Kong flag
Amalgamation Traded Value by
market currency
Commission Total charged (BUY) Total charged (SELL)
YES Minimum HKD150 1. Commission
2. Vat (7%)
3. Contract Stamp (0.10% but except for ETFs)
4. Clearing fee (0.002% MIN HKD 2.00, MAX HKD 100)
5. Exchange levy fee / Access fee (0.0027%)
1. Commission
2. Vat (7%)
3. Contract Stamp (0.10% but except for ETFs)
4. Clearing fee (0.002% MIN HKD 2.00, MAX HKD 100)
5. Exchange levy fee / Access fee (0.0027%)
6. Trading fee (0.005%)
0 - 50,000 0.55%
above 50,000 - 75,000 0.50%
above 75,000 - 100,000 0.45%
above 100,000 0.40%

China A Chinese flag
Amalgamation Traded Value by
market currency
Commission Total charged (BUY) Total charged (SELL)
YES Minimum RMB175 1. Commission
2. Handling Fee 0.00487% (of Gross Value)
3. Securities Mgmt. Fee 0.002% (of Gross Value)
4. Transfer Fee 0.004% (Par Value*done qty*0.04%)
5.Monthly Custodian Fee 0.008% p.a. on portfolio value
6. Vat 7%
1. Commission
2. Handling Fee 0.00487% (of Gross Value)
3. Securities Mgmt. Fee 0.004% (of Gross Value)
4. Transfer Fee 0.004% (Par Value*done qty*0.04%)
5.Stamp Duty 0.10%
6.Monthly Custodian Fee 0.008% p.a. on portfolio value
7.Vat 7%
Any Trade 0.55%

China B (Shanghai) Chinese  flag
Amalgamation Traded Value by
market currency
Commission Total charged (BUY) Total charged (SELL)
YES Minimum USD30 1. Commission
2. Vat (7%)
3. Exchange fee (0.026%)
4. Settlement Fee (0.05%)
5.Administrative fee (0.004%)
1. Commission
2. Vat (7%)
3. Exchange fee (0.026%)
4. Settlement Fee (0.05%)
5. Contract Stamp (0.10%)
6.Administrative fee (0.004%)
Any Trade 0.55%

China B (Shenzhen) Chinese  flag
Amalgamation Traded Value by
market currency
Commission Total charged (BUY) Total charged (SELL)
YES 0 - below 25,000 HKD200 1. Commission
2. Vat (7%)
3. Exchange fee (0.0341%)
4. Settlement Fee (0.05%)
1. Commission
2. Vat (7%)
3. Exchange fee (0.0341%)
4. Settlement Fee (0.05%)
5. Contract Stamp (0.10%)
25,000 - below 50,000 HKD300
50,000 - above 0.55%

Japan Japan flag
Amalgamation Traded Value by
market currency
Commission Total charged (BUY) Total charged (SELL)
YES Minimum JPY2,000 1. Commission
2. Vat (7%)
1. Commission
2. Vat (7%)
0 - 500,000 0.60%
above 500,000 - 750,000 0.55%
above 750,000 - 1,000,000 0.45%
above 1,000,000 0.40%

Singapore Singapore flag
Amalgamation Traded Value by
market currency
Commission Total charged (BUY) Total charged (SELL)
YES Minimum SGD17.50 1. Commission
2. Vat (7%)
3. Clearing fee (0.0325% no maximum )
4. Exchange levy fee / Access fee (0.0075%)
5. SGX SI FEE 0.35 per contract
1. Commission
2. Vat (7%)
3. Clearing fee (0.0325% no maximum)
4. Exchange levy fee / Access fee (0.0075%)
5. SGX SI FEE 0.35 per contract
0 - 5,000 0.65%
above 5,000 - 10,000 0.55%
above 10,000 0.45%

Australia Australia flag
Amalgamation Traded Value by
market currency
Commission Total charged (BUY) Total charged (SELL)
YES Minimum AUD40 1. Commission
2. Vat (7%)
1. Commission
2. Vat (7%)
0 - 5,000 0.80%
above 5,000 - 10,000 0.70%
above 10,000 - 15,000 0.45%
above 15,000 0.40%

U.K. UK flag
Amalgamation Traded Value by
market currency
Commission Total charged (BUY) Total charged (SELL)
NO Minimum GBP17.5 1. Commission
2. Vat (7%)
3. PMT levy fee (charged £1.00 only for trade above £10,000)
4. Contract Stamp (normally 0.50% but 1% on EUR-denominated stock)
1. Commission
2. Vat (7%)
3. PMT levy fee (charged £1.00 only for trade above £10,000)
0 - 5,000 0.85%
above 5,000 - 7,500 0.70%
above 7,500 - 10,000 0.60%
above 10,000 0.45%

Taiwan Taiwan flag
Amalgamation Traded Value by
market currency
Commission Total charged (BUY) Total charged (SELL)
YES Minimum TWD900 1. Commission
2. Vat (7%)
3. Trading fee (TWD250)
4. Custodian fees (0.01% on month end port value GST on custody fees)
1. Commission
2. Vat (7%)
3. Trading fee (TWD250)
4. Custodian fees (0.01% on month end port value GST on custody fees)
5. Sales tax (0.3%)
Flat Rate 0.60%

Indonesia indonesia flag
Amalgamation Traded Value by
market currency
Commission Total charged (BUY) Total charged (SELL)
YES Minimum SGD40 1. Commission
2. Vat (7%)
3. Exchange fee (0.03%)
4. Exchange levy fee / Access fee (0.01%)
5. Value added tax (0.013%)
1. Commission
2. Vat (7%)
3. Contract Stamp (0.10%)
4. Exchange fee (0.03%)
5. Exchange levy fee / Access fee (0.01%)
6. Value added tax (0.013%)
0 - 10,000 0.90%
above 10,000 0.65%

Malaysia malaysia flag
Amalgamation Traded Value by
market currency
Commission Total charged (BUY) Total charged (SELL)
YES Minimum MYR50 1. Commission
2. Vat (7%)
3. Contract Stamp (0.10% max. RM200 per contract)
4. Foreign fee (0.0318% max. RM 1,000 per contract)
1. Commission
2. Vat (7%)
3. Contract Stamp (0.10% max. RM200 per contract)
4. Foreign fee (0.0318% max. RM 1,000 per contract)
0 - 10,000 0.65%
above 10,000 - 20,000 0.55%
above 20,000 0.45%

Germany german flag
Amalgamation Traded Value by
market currency
Commission Total charged (BUY) Total charged (SELL)
YES Minimum EUR40 1. Commission
2. Vat (7%)
1. Commission
2. Vat (7%)
0 - 5,000 0.85%
above 5,000 - 10,000 0.65%
above 10,000 0.45%

EUROPE (Netherlands, Belgium, Portuguese, France)
Amalgamation Traded Value by
market currency
Commission Total charged (BUY) Total charged (SELL)
NO Minimum EUR40 1. Commission
2. Vat (7%)
3. Financial Transaction Tax (0.2%) (only France Market)
1. Commission
2. Vat (7%)
0 - 5,000 0.85%
above 5,000 - 10,000 0.65%
above 10,000 0.45%

Canada canada flag
Amalgamation Traded Value by
market currency
Commission Total charged (BUY) Total charged (SELL)
NO Minimum CAD35 1. Commission
2. Vat (7%)
1. Commission
2. Vat (7%)
0 - 5,000 0.95%
above 5,000 - 10,000 0.75%
above 10,000 - 20,000 0.55%
above 20,000 0.35%

South Korea korea flag
Amalgamation Traded Value by
market currency
Commission Total charged (BUY) Total charged (SELL)
YES Minimum KRW50,000 1. Commission
2. Vat (7%)
1. Commission
2. Vat (7%)
3. Sell tax (0.3%)
0 - 10,000,000 0.85%
above 10,000,000 0.65%

Philippines Philippine flag
Amalgamation Traded Value by
market currency
Commission Total charged (BUY) Total charged (SELL)
YES Minimum PHP2,000 1. Commission
2.GST Charge 0.0175% from Gross Amount
3. Vat (7%)
4. Value added tax (0.03% + 0.01%(SCCP))
5. BSRD Fee 1,000 per Transaction (effective 1 Oct 2015)
1. Commission
2. Vat (7%)
3. Value added tax (0.03% + 0.01%(SCCP))
4. Sell tax (0.5%)
5.BSRD Fee 1,000 per Transaction (Effective 1 Oct 2015)
Any Trade 0.65%

Laos Laos flag
Amalgamation Traded Value by
market currency
Commission Total charged (BUY) Total charged (SELL)
NO Any Trade 1.00% 1. Commission
2. Vat (7%)
3. LSX fee 0.15%
4. SEC fee 0.04%
5. Handling fee (LAK 75,000)
1. Commission
2. Vat (7%)
3. LSX fee 0.15%
4. SEC fee 0.04%
5. Handling fee (LAK 75,000)
6. Trading tax rate (0.30%)
Any trade (Home Trading System) 1. Commission
2. Vat (7%)
3. LSX fee 0.135%
4. SEC fee 0.036%
5. Handling fee (LAK 75,000)
1. Commission
2. Vat (7%)
3. LSX fee 0.135%
4. SEC fee 0.036%
5. Handling fee (LAK 75,000)
6. Trading tax rate (0.30%)

Greece
Amalgamation Traded Value by
market currency
Commission Total charged (BUY) Total charged (SELL)
NO Any Trade 1.275% 1. Commission
2. Vat (7%)
3. Contract Levy Fee 0.0325%
1. Commission
2. Vat (7%)
3. Contract Levy Fee 0.0325%



Remarks:
1. Commission and related expenses may be changed without prior notice, please contact your financial advisor for more information.
2. Commission and related expenses may not include some additional charges by the exchanges or by the foreign brokerage e.g. depositary fee for ADRs etc.


FAQ


1. What is NOMURA iGlobal?
  • NOMURA iGlobal is the 24-hour trading system provided by Capital Nomura Securities Plc . It allows investors to execute order by themselves via online trading platform.
2. Can we trade overseas securities via Credit balance account or Cash account?
  • No, investor can trade overseas securities through Cash Balance account only. (Investors have to deposit money in full amount of trading value before buying the securities)
3. Is there any minimum trading amount?
  • To open account, investor have to show balance for THB 200,000 but trading credit line will depends on approved credit and/or money deposit.
4. Can we execute order before deposit money?
  • Cannot, investors have to deposit money before execution at least 1 business days prior.
5. Is there any charge on transferring money to overseas account?
  • For conversion of THB to other currency, there is transfer fee THB1,500 per transaction per currency.
  • The reverse conversion from other currency to THB has no charge.
6. Is there any interest for money deposit in FI account?
  • Money deposit in THB will receive interest as the rate announced by company.
  • Other currency will not be received interest.
7. Can we trade Futures or any derivative products in overseas markets?
  • Cannot, currently we allow to trade only common stocks and ETFs. We are seeking the opportunity to expand products in the future.
8. How we do settlement on trading overseas securities?
  • Most of global markets will settle on T+3, depend on each country.
9. Can investors deposit other currency to trade overseas securities?
  • Cannot, investors have to deposit THB only, due to the controlling regulation.



Advantage of trading overseas securities.
  • More channels to diversify investment portfolio
  • Chance to enhance return on investment
  • Risk diversification
  • Opportunity to be the shareholder of leading global company
  • New experiences for your investment
Related Taxes
Taxes on overseas investment and currency exchange are subjective and depend on each market. Capital Nomura Securities Plc does not provide tax consultant so the investor should study and explore all related taxes from each market or consult with the tax expert for your investment.
Related Risk
  • Market risk : consider on the market situation and price volatility
  • Operational risk : consider on settlement and share delivery system
  • Legal risk : consider on changes of related regulation
  • Liquidity risk : consider on trading liquidity, exchange rate and trading system
  • Counterparty risk : consider on reliability of counterparty or agent broker
Other conditions
  • Trading on margin loan or credit balance account is prohibited.
  • Short selling is prohibited.

Open account with NOMURA



Existing customer
  • Sign the Memorandum of understanding for overseas investment and risk disclosure statement.
  • Sign the form W-8BEN for tax benefit on trading U.S. securities
  • Attachment with certified true copy on :
    - Financial statement (show 3 months movement)


New customer
  • Sign the Memorandum of understanding for overseas investment and risk disclosure statement.
  • Sign the form W-8BEN for tax benefit on trading U.S. securities
  • Attachment with certified true copy on :
    - Copy of ID card
    - Copy of house registration
    - Financial statement (show 3 months movement)
    - First page of book bank (for ATS settlement)
    - Duty stamp THB30

* Customer is able to open only cash balance account to trade overseas securities after deposit full amount of expected trading value or above. The financial statement must disclose the balance more than 200K to qualify the risk control requirement. (the minimum investment can be changed without prior notice.)

 

Contact us

Overseas Investment Sales Department
Capital Nomura Securities Plc.
Telephone : 02-081-2631-2
Fax : 02-285-0617
Email : overseasinvestment.cns@th.nomura.com